Sarnoff on After-Arising Technologies and the Doctrine of Equivalents

By Jason Rantanen

DePaul Professor Joshua Sarnoff has a new article addressing a recently reinvigorated subject: the doctrine of equivalents.  In Correcting Misunderstandings of Literal Infringement Scope Regarding After-Arising Technologies Protected By the Doctrine of Equivalents, forthcoming in the Akron Law Review, Professor Sarnoff argues that while it is conventional wisdom that, for purposes of ‘literal’ infringement, interpreted claim meaning and the application of such meaning can expand over time to encompass after-arising, equivalent technologies, this conventional wisdom is wrong: “current case law regarding literal infringement does not authorize claims to literally encompass or apply to after-arising technologies.” Id. at 6.

The term “after-arising technologies” refers to the idea that there are technologies that are developed after an application is filed or a claim is written.  Due to the centrality of time to patent law, a central question in patent law is whether a patent’s claims can (and should) encompass technologies that were unknown–and indeed may have been unforseeable–at the time the claim was drafted.  Excellent examples of this problem can be found in Kevin E. Collins, The Reach of Literal Claim Scope into After-Arising Technology: On Thing Construction and the Meaning of Meaning, 41 Conn. L. Rev. 493 (2008) and Robert P. Merges & John F. Duffy, Patent Law and Policy: Cases and Materials, 7th ed. (2017), at 273-277 (discussing the “temporal paradox” mostly in the context of enablement).

Professor Sarnoff advances his premise through several arguments, drawing from the Federal Circuit’s precedent in Schering Corp. v. Amgen, which “limits the temporal meaning and scope of application for literal infringement to equivalent technologies known to be embodiments of the claim language as of effective filing date of the claim,” as well the statutory interpretive rule of § 112(f).  Sarnoff at 3.

Central to Professor Sarnoff’s premise is the corollary that:

If claim meaning or the scope of application of such meaning can expand over time for literal infringement purposes, then there is less need to resort to the doctrine of equivalents to protect against after-arising technologies.  However, if claim meaning or application scope is limited to technologies that were known as of the filing date to be claim embodiments, then the doctrine of equivalents is necessary for any such protection. 

Id. at 1. Thus, Professor Sarnoff argues, decreased ability to rely on literal claim scope to reach after-arising technologies puts more pressure on the doctrine of equivalents–indeed, it’s ability to encompass after-arising technologies has been offered as a primary justification for the doctrine.  But this additional pressure creates its own problems given the fuzziness of scope that the doctrine of equivalents allows.  Restricting literal claim scope to known embodiments may also conflict with the ‘”pioneering invention patent doctrine,” to the except that doctrine continues to be viable.

Read the whole article here: http://ssrn.com/abstract=3549932

152 thoughts on “Sarnoff on After-Arising Technologies and the Doctrine of Equivalents

    1. 10.1

      Wow! That is so neat! Now let’s see if you can “link” to your statement of April 8, 2020 7:13 pm, comment 5.1.1.2 under Patently-O Bits and Bytes, March 30, 2020, where that pesky written record shows that when your own statement is read back to you, you say it’s an outright lie. Or just pound the table and make some more stuff up.

      1. 10.1.1

        You are still trying to spin that wrong.

        Think of it this way:

        I said that I said
        I said that you said
        You said that I said
        You said that you said

        Four different things.

        Now the thing you point to was not just misstated by you once, but twice.

        Each time I asked that you go back and grab the context of the discussion (which of course you would not).

        If you want to continue to pursue this, I will suggest (yet again) that you go back to that context.

        If you don’t, meh, you will just continue to look the f001.

        1. 10.1.1.1

          There is no “spin,” Snowflake. You are pounding the table and making stuff up — again. Why did you not provide the link to that pesky written record? Do that, then “xplain” how you did not call your own statement, read back to you verbatim, an outright lie. April 8, 2020 7:13 pm, comment 5.1.1.2 under Patently-O Bits and Bytes, March 30, 2020.

          1. 10.1.1.1.1

            no pounding
            no making things up

            You are misconstruing the twice-removed quote.

            As I have noted, and note again, put that in its original context.

            Then we can discuss.

            Until then, meh, just games from you (and none too exciting at that).

          2. 10.1.1.1.2

            by the by, here is the ‘you quote me” statement:

            link to patentlyo.com

            As I noted at 10.1.1, you are not paying attention to the “you” and “I.”

            The original context of this quote was you trying to play cutsie with wanting an ipsis verbis statement from me when I was explaining how your accusation of my being ageist fell flat.

            All you had to do was paraphrase the words I used in my explication (which were on target).

            Instead, YOU coyly replied that your words were not my exact words — even as the meaning of your words and my words were the same.

            You got busted playing a silly game.

            This sent you into a tizzy, in which you then spread your mischaracterizations across at least two different threads, in at least three different places.

            Too bad for you, ALL of that traces back (directly) to you being busted for playing your silly game.

            But hey, you love to keep on digging at the bottom of the hole that you have put yourself into, and this is (highly likely) no different.

            As I have said, you just don’t have the mental chops to play with me. As has happened every single other time, you will lose.

            But you can take some solace, you are losing to one of the best.

            1. 10.1.1.1.2.1

              [sigh] So much table-pounding based on your wrong link, Snowflake. Link to April 8, 2020 7:13 pm, comment 5.1.1.2 under Patently-O Bits and Bytes, March 30, 2020. Or pound the table some more and make more stuff up. [we know what your choice will be]

              1. 10.1.1.1.2.1.1

                no table pounding
                not the wrong link — as I have repeatedly stated, you need to provide the context.

                That you don’t like the context is pretty telling.

                1. [sigh]

                  Patently-O Bits and Bytes, March 30, 2020.

                  A. Lincoln, April 8, 2020 at 6:23 pm, Comment 5.1.1.

                  — Interesting. Are you the person who said “Yes, you ‘quoted’ me at the same time attempted a game of ignoring the meaning of the quote and tried to duck around the fact that YOU made up the notion that somehow MY ‘direct quote” was an attempt to directly quote you — which was never the case.” —

                  [a direct quote of what anon typed on April 4, 2020 at 7:49 pm, under Patently O, “Sarnoff on After-Arising Technologies and the Doctrine of Equivalents.” Hence, the quotation marks.]

                  — to which anon replied, April 8, 2020 at 7:13 pm Comment 5.1.1.2.

                  “… that last line of yours (was never the case) is an outright
                  L
                  I
                  E”. —

                  That pesky written record. Now pound the table and make some more stuff up, Your Majesty.

                2. No need for [sigh]ing — just supply the necessary context.

                  Oh wait, that would expose your game playing…

                  For my part, still no pounding the table and no making stuff up (hint: I supplied context, which of course you did not like).

                3. … and I LOVE that you keep digging fur10usly with the “her majesty” reference, as you only employ an ad hominem that has been shown to be baseless (with recent models showing that the person who first attempted that sleight is off a mere 3300%).

                  Your frantic digging pace, placing you ever in the wrong direction is rather entertaining.

                  I have to wonder if you even realize what you are doing to yourself in your obsess10n over me.

                4. Ok. Now is your chance, Your Majesty. Fill this room with your intelligence. Explain to us the “context.” [or, just pound the table and make some more stuff up]

                5. Repeating memes without thought or care of what you are saying is a meme onto itself.

                  (It’s not a good one mind you, as but one inclusion like the ‘majesty’ meme that has been shown to be woefully out of sync with reality d00ms the entire jumble)

                  But when have you actually cared about anything except for providing attention to me?

                6. Ding Ding Ding! Vague Smiley Face !!!

                  We’ve been through this before, Your Majesty. What your tells are and what they indicate. Should we review?

                7. Let’s focus on that ‘majesty’ line — it’s your newest game, and one that is absolutely clear that all that you are interested in is your obsess10n of me.

                  Do you remember who first said it?
                  Do you remember why?
                  Did you bother seeing that person’s 3300% mistake?

                  Will you be straightforward about this little and direct point?

                  As always, your choice.

                8. Ding Ding Ding! “game” !!!

                  He just can’t help it !

                  And, surprise, you are wrong yet again, Snowflake. I called you the Queen of Denial long before somebody else noticed it. Because, you are. Just scroll up a bit for proof.

                9. LOL you did eh?

                  Show me.

                  Where did you ‘first’ use that term?

                  Where did your use of the ‘royalty’ meme originate?

                  This is nothing more than yet another
                  L
                  I
                  E
                  from you.

                  You can ‘Ding Dance’ all you want (and we both know that that signifies: your obsess10n with me, and nothing else).

                  You can continue to self-flagellate with your error of meme and tell.

                  But all of this is nothing more than the same from you:

                  b
                  o
                  o
                  r
                  i
                  n
                  g

                10. Just scroll up a bit for proof.

                  I did that.

                  I scrolled all the way up to the start of this sub-thread at post 10, visited the hyperlink that I provided for you, and therein was the proof that backs my position.

                  You should be more careful of asking of others that which you lack yourself.

                11. So many words, Snowflake. 2 different posts? Just because of the flagging of a tell and a correction and a cite to the written record. Who exactly is “obsessed?”

                12. Just because….?

                  Your statement does not make sense.

                  The first post wrecks your precious claim that you have long used the ‘royal’ meme.

                  Clearly, you have not.

                  The second post touches on a different aspect, highlighting the fact that all that you have offered are your accusations. Zero evidence. And your posts that merely show you taking things out of context are simply evidence against you. I provided you a hyperlink to the context and you have provided, well, nothing but your games.

                  You ask “Who exactly is “obsessed?”” and of course the answer is you. Tell me again what percentage of YOUR posts are dedicated SOLELY to a single poster? That is the indicator of obsess10n, my pal Shifty.

                13. slipping back into the dry (heaves) of not remembering the explanation of ‘Shifty’….

                  beyond banal, my friend.

                  Come now, TRY to show some imagination.

                14. Same comment as on the newer thread — because you ploy the same game here:

                  Can you be any less original?

    1. 9.1

      Wrong spin Shifty.

      (wrong thread too — but that appears to be one of your ‘new’ memes)

      1. 9.1.1

        Snowflake, why are you the one who spoke up admitting that you are the one who said your own statement “is an outright
        L
        I
        E”
        ?

        May it be because of your April 8, 2020 7:13 pm comment 5.1.1.2 under Patently-O Bits and Bytes, March 30, 2020? [and BTW, it’s relevant to all threads where you type something, which is all threads]

        1. 9.1.1.1

          LOL – your idea of “relevance” is asinine.

          You are now at:
          216 out of 229 (still 94%)
          and
          S. Morse moniker still at 100%
          A. Lincoln moniker now at 98.0%

          Your obsess10n is noted.

          1. 9.1.1.1.1

            What a marvelous riposte! Too bad about your April 8, 2020 7:13 pm comment 5.1.1.2 under Patently-O Bits and Bytes, March 30, 2020. Written records are such pesky things. Makes one want to pound the table and make stuff up, no?

              1. 9.1.1.1.1.1.1

                Ding Ding Ding! Vague Smiley Face !!!

                He just can’t help it with the tells!

                1. And your meme of consistently being wrong is being displayed yet again.

                  That self-flagellation is just not all that pretty.

        2. 9.1.1.2

          … and Shifty, you are still trying a deliberately wrong spin.

          You do realize that you prove my point by attempting this particular game, eh?

          1. 9.1.1.2.1

            Ding Ding Ding! “game” !!!

            Just can’t help the tells. But you’re getting into that place where you’re not making even a little bit of sense, Snowflake. So what is your “spin” concerning you saying, when your own statement is read back to you, that’s an outright lie? Mind you, we have the written record. [April 8, 2020 7:13 pm comment 5.1.1.2 under Patently-O Bits and Bytes, March 30, 2020.] What is your “spin?”

            1. 9.1.1.2.1.1

              Yet again with the weak arse attempt at switching things to me…

              The spin is not mine — it is yours.

              That written record just does not help you. We’ve been over this.

              1. 9.1.1.2.1.1.1

                “That written record just does not help you.”

                The written record shows that when your own statement is read back to you, you say that’s an outright lie. April 8, 2020 7:13 pm comment 5.1.1.2 under Patently-O Bits and Bytes, March 30, 2020.

                Fill this room with your intelligence. Show why the written record is wrong. Now is your chance. What is your “spin?”

                1. Your childish game has been exposed.

                  You try to shift the spin to be my spin, when I am not the one doing the spinning.

                  That written record does not help you.

                  That written record belies your feeble game.

                  Maybe try something on point instead?

                  These attempts of yours to try some gotcha just will not work.

                2. Ding Ding Ding! “game” !!!

                  Your tell that you have nothing substantive to say. Aside from that, you’ve gotten into that place where nothing you say makes sense, Snowflake. How about addressing that written record? Slow down; take your time. April 8, 2020 7:13 pm comment 5.1.1.2 under Patently-O Bits and Bytes, March 30, 2020.

                3. anon
                  April 10, 2020 at 10:22 pm: (Wash rinse repeat — Yawn.)


                  A. Lincoln
                  April 17, 2020 at 8:12 pm: (This going “all simple in the…)

                  So why are you asking about 8 days?

                4. “So why are you asking about 8 days?”

                  In the fullness of time, thou shalt know. (or not, because we know by inductive reasoning thou art simple in the head)

                5. Lol — you think that your reply (directly to me) buried inside this thread that is nothing but a mindless game has any real comparison to my starting a new comparative post that provides a legal view by contrasting two CAFC decisions by interposing opposite conclusions together?

                  Really?

                  That “thou art simple in the head” accusation of yours fits YOU, rather than I.

                  How delicious it is when your attempted putdowns only have the effect of you digging your h0le ever deeper.

                6. I’ve never even heard of anyone who could muff the answer to “is a week more than eight days?”

  1. 8

    The more I look at his, the more I see this as just another ploy to misrepresent science and patent law to advance an agenda. The game is to try and make the patent claims as narrow as possible to limit the patent right. Given the rapid rate of development of technology there is little chance that at least one element will be an improvement. And the biggest game is to try and take out the person skilled in the art as the viewpoint and insert a judge’s viewpoint.

    Again, we need financial disclosures and I think DC is going to have to think about the role he has played in the destruction of the patent system by giving the academic who have been exposed as taking money and yet presenting themselves as academics when they are, in fact, large corporate advocates.

    1. 8.1

      Consider extreme cases. If you claim a door and the wood changes to an improved wood, does that still read on the claim? If an alloy and an element is made of the alloy does that still read on the claim?

      The t r o lls below are making ridiculous arguments that somehow some faster processor has to be enabled when the faster processor is not what is claimed, i.e., the claims are still non-obvious with the old slower processor. And then they want to use this as an excuse to try and break up claims to a point of novelty analysis. It just never ends with these people.

      Just ridiculous arguments that can only have traction with the science and technology illiterate which is always what the Lemley’s of the world play to.

      1. 8.1.1

        “The t r o lls below are making ridiculous arguments that somehow some faster processor has to be enabled when the faster processor is not what is claimed, i.e., the claims are still non-obvious with the old slower processor. And then they want to use this as an excuse to try and break up claims to a point of novelty analysis. It just never ends with these people.”

        Nice job failing to engage with the argument at all. I agree with you that claims should be able to cover future processors. But there should be some reasoning for why this isn’t part of the enablement requirement. If the system is based on “well, the CAFC gets it. No need to figure out an explanation”, that is a tenuous system that can easily fall apart when the daycomes that a majority of the CAFC doesn’t get it. That’s bad for the patent system and your wallet, so you would do well to not dismiss the issue.

        1. 8.1.1.1

          Nice job failing to engage with the argument at all.
          …says the guy who has made it his own personal policy to NOT engage…

          Paul F. Morgan – THIS is a ” nice example of ironic humor.”

        2. 8.1.1.3

          Ben, obviously this is an attempt to import 112 into the infringement analysis of all elements. You again try to limit the patent right by creating new barriers and generating new words “strict enablement”.

          The attempt is an attempt to try and change the current analysis for infringement and you say I fail because I don’t focus on an attempt to import new limitations on the infringement analysis. No logically consistent.

    2. 8.2

      And let’s all just be real.

      These people would not be spending their time generating these nonsensical arguments if they weren’t being paid for it or weren’t hoping for a job to get paid for weakening patents.

      I actually think it is unethical and immoral for this blog to post articles as “academic” articles when you, in fact, do not know if the “professor” is acting as a large corporate advocate or not.

      1. 8.2.1

        I disagree — but only with the notion that there must be a “getting paid” angle.

        Some really do have a philosophical problem with the State granting personal property rights (from a Left point of view).

        There is more than one front to the war on strong patent rights.

  2. 7

    Perhaps, at this time, we could all use a little levity.

    Anon said, below: “Yes, you ‘quoted’ me at the same time attempted a game of ignoring the meaning of the quote and tried to duck around the fact that YOU made up the notion that somehow MY ‘direct quote” was an attempt to directly quote you — which was never the case.”

    1. 7.1

      To quote Paul Harvey, let’s hear the rest of the story.

      (and there shall be no levity — for you)

      That laughter you hear is not laughter with you.

  3. 6

    A nice example of ironic humor below is “..nothing more than“If I could have patent law my way” prescriptive (rather than objective descriptive) writing. Not worth reading.”
    That is hardly limited to academics, as hundreds of patent blog comments over the years have illustrated.

    1. 6.1

      Yours included, Paul.

      And note as well when YOU
      F
      A
      I
      L
      to engage on the merits of a dialogue, and instead, merely snipe from the sidelines.

      (you might also try to realize that blogging is not passed off as the Academic’s piece is attempted to be passed off)

      Ironic humor indeed. You are trying too hard.

    2. 6.2

      as hundreds of patent blog comments over the year

      case in point:
      Blog comments seek an active EXCHANGE.
      Academic articles do not.

      Your willingness to confuse and conflate these two things has MORE to do with your not having a spine (and lacking an ability to have your legal points prevail IN an exchange).

      There is a world of difference. And it’s easy to see why you don’t want to see that difference.

    3. 6.3

      While perusing the archives for a different matter, I came across this:

      link to patentlyo.com

      It appears that Paul’s attempt to silence blog comments (here finding an invisible irony) is NOT a new trick.

      The reply to Paul’s past attempt applies here as well.

    4. 6.4

      I didn’t find it humorous, as that articulation of the distinction between descriptive and prescriptive demonstrated how previous instances of ‘misunderstanding’ were actually willful provocation.

        1. 6.4.1.1

          There is just no getting around that you are dealing with t r olls as I outline below.

          If there is no interest in an intellectually honest conversation, then there is really no point.

          1. 6.4.1.1.1

            But there IS a point: silence only breeds more posts, and then you get the illiterate even more emboldened because “I read it on a patent blog”….

            When propaganda goes unchallenged, propaganda wins.

          2. 6.4.1.1.2

            Note as well that on the actual points put to each and every one of these anti-patentists, there is NO inte11ectually honest engagement.

            Only cowardice and deceit.

  4. 5

    So…under this theory would even a minor/tangential improvement (say, in a particular type of nail/screw/glue being used somewhere in an apparatus…) mean that it wasn’t literally infringing the claim?

    That would seem to gut most patents pretty hard…

    1. 5.1

      You alight upon one of the fallacies of the ‘single objective physical structure’ claim form proponents.

      In a nutshell (and ALL patent practitioners should be well versed in this): Ladders of Abstraction.

      1. 5.1.1

        My guess is that it would gut pretty much all claims as the infringer could just make a minor improvement to any element recited in the claim and they would be out of literal infringement.

        Maybe just change an atom on a molecule too that is one of those hanger on atoms.

        I think we need some evidence of where this guy is getting his money.

    2. 5.2

      This is a very similar game about having to enable every possible way in a specification when this is impossible with modern technology in many fields.

      It also is a game of trying to appeal to the ignorant masses in making this popular arguments.

      It is sickening to see that the dialogue is still at this level.

      1. 5.2.1

        >>It is sickening to see that the dialogue is still at this level.

        Cheer up. I have no doubt that in time the dialogue will sink to your level.

        1. 5.2.1.1

          Ben:

          Mr. I can’t remember anything that doesn’t fit my false narrative from one post to another.

          Mr. Please repost everything each time you say it or I will say you are l ying.

          Mr. I commit defamation and think it is funny.

          Mr. On a mission boy to destroy patents ’cause I don’t like them so I can say whatever I want.

          Mr. I love to mischaracterize people’s argument and snipe them to try and confuse threads, i.e., blow smoke.

          Mr. No integrity.

          Etc.

        2. 5.2.1.2

          Ben:

          Mr. I intentionally make up lies to defame people that take positions I don’t like.

          Mr. T R A S H B O Y.

          (Anon, there you go. I responded to one of the t r o lls.)

          1. 5.2.1.2.1

            lol.

            That’s a quick first step.

            Next step is to be creative and fun at their expense.

        3. 5.2.1.3

          Cheer up. I have no doubt that in time the dialogue will sink to your level.

          A level, no matter how low, Ben will never rise up to.

          1. 5.2.1.3.1

            “Yes, you quoted me directly — as opposed to taking the meaning of the word or the slightly different word that you used (as opposed to that directly quoted word of mine — exactly as I busted your little game).”

            Resolved: these are the words of a sane person.

              1. 5.2.1.3.1.1.1

                You are unable to muster even an attempt at a defense of your hot mess? Thus, these are the ramblings of an insane person.

                1. third attempt due to filters

                  No defense is needed for your mischaracterization.

                  This is the opposite of in s@n1ty, but clear and unmistakable rationality.

                  Your error is in thinking that whatever passes through your head must be a correct reflection of s@n1ty.

                  In other words, you dig ever more frantically a h 0le from which you will never dig yourself out of.

                2. “you prevaricated around the meaning of ‘my direct quote’ which was exactly on target (even if you used different words).”

                  Say again, sane person?

                3. No need to ‘say again,’ Shifty. I busted you in your attempted prevarication.

                  Sadly, that is not all that of an unusual circumstance.

                4. How quickly did “prevaricated” become “attempted prevarication,” sane person?

                5. Ding Ding Ding! Vague Smiley Face !!!

                  Po-tay-toe, Po-tah-toe. Of course, sane person. Just as slander and attempted slander are the same thing.

      2. 5.2.2

        It is sickening to see that the dialogue is still at this level.

        You will note the actual LACK of dialogue, as those who push such agendas are also the ones (and this has LONG been true) that refuse to actually engage IN a dialogue.

        This is true of the likes of Greg “I Use My Real Name” DeLassus, who whined about ‘politeness.’ It is also true of the likes of Malcolm, who in the past might engage, but who would refuse to do so in ANY sense of inte11ectual honesty.

  5. 4

    DePaul Professor Joshua Sarnoff has been writing on DOE and later arising technologies for a long time. I’d like some kind of proof he isn’t being paid to generate “academic” articles to hurt the patent system.

    In my view, there is just reality. When looked at from the view point of a person skilled in the art as it should be, then there is seldom a question of whether the later arising technology should fall within the claim scope. When a SV value selected and Obama appointed judge looks at it in their chamber with a warm towel nearby, then it will inevitably end up poorly for the patent holder.

    In reality, this is a fairly simple subject. Add in all sorts of abstract terms defined by people with an intent to harm the patent system and it becomes another Gordian knot.

    1. 4.1

      Just to emphasize ask yourself is the proper test being applied. Is this being looked at from the viewpoint of how people skilled in the art would think about it? If no, then it is another pretense to burn down the patent system. If yes, then it is hard for the Lemleys of the world to win.

  6. 3

    In today’s world of 101 Gordian Knots, I did get a kick out of Prof. Sarnoff’s foundation of:

    Under existing Federal Circuit rules, the first precedent controls in the event of a conflict over doctrine, unless and until reversed en banc

    The echoes of silence on this very point being crucified in the abysmal joke of 101 jurisprudence drowns out the rest of the article.

    Another “maybe I will look at this, this weekend” item.

    1. 3.1

      meh, may not pick this up at all – I peeked into the article up to page 4, and he went from descriptive to prescriptive.

      This is nothing more than Sarnoff “if I could write patent law.”

      No thank you.

    2. 3.2

      “Under existing Federal Circuit rules, the first precedent controls in the event of a conflict over doctrine, unless and until reversed en banc.” Yes, but we also know they regularly ignore that rule. [I believe one reason is the frequency which which attorneys pick and chose among decisions in their briefs for language they like, ignoring the earliest decision on point.] Some years ago I did studies of collected Fed. Cir. 102 decisions and 112 “best mode” decisions to confirm that the earliest Fed. Cir. decisions thereon were quite often not even cited.

      1. 3.2.1

        Paul,

        You alight upon a true issue of attorney ethics: duty to a tribunal does include presenting controlling law, even if that law is not in your favor.

        The ethical thing is to present the controlling law, and then provide argument to distinguish or change that controlling law.

        But We (the Royal We) have LONG veered from that – and I posit, that one of the fonts that TEACH this veering off a true path is none other than the Supreme Court itself.

        Combine the ability to set aside anything that you want to set aside, the ability to pick and choose whatever you want to here, the audacity of elevating yourself above the Constitution (and its checks and balances and foundations of a government of limited powers and Separation of Powers), its desire to keep its fingers in the nose of wax of patent law, the beat-down effect on lower courts (the psychological training-simians-in-a-cage-with-a-firehose effects), and a sizable audience in the legal bar (that is, attorneys) who genuflect at the alter of the Supremes, and admire the Emperors’ ‘fine raiments,’ and you have the recipe for disaster for propagating Gordian Knots.

      2. 3.2.2

        …and I would be remiss if I did not also add at this point my prior supplied position that those who teach law should have an even more stringent legal ethics code than attorneys.

        As it currently, is, there is NO such restraint on Academia, and this is a major problem with the landscape of US jurisprudence.

  7. 2

    If there are by-laws dating from 1905 saying that it is forbidden to drive four-wheeled vehicles into a park, it permissible now to drive a tank into the park?

    English judges would think not.

    1. 2.1

      Tanks (as may be known in the art) are not considered “four-wheeled” vehicles.

      (just an fyi)

    2. 2.2

      Paul, I would ask instead: Is it then forbidden to drive today’s (far more technically advanced) four-wheeled vehicles into a park?

    3. 2.3

      I have now found that the tanks puzzle was originally put forward by Lord Hoffmann in an article in the CIPA Journal, 2006, issue 11, pages 727-731. I have a pdf copy for those interested enough to e-mail me.

      1. 2.3.1

        I’ll have a look Paul at CIPA J. but in the meantime here my thoughts from home about your Keep Off the Grass Notice with a date of 1905.

        I recall that tanks were invented later, during WW1. That’s the point, isn’t it?

        But thinking about the tracks of a tank, do they not run over drive wheels and idler wheels. And are there not at least 4 such wheels, one at each corner of the vehicle, between the vehicle and the ground. So is not a tank a member of the class “vehicle with 4 wheels” ie a four-wheeled vehicle.

        So of course one would expect a judge to declare that the Notice forbids also the driving of tanks onto the lawn.

        From my early years, in the 1970’s, wasn’t there another hypo, involving a claim to an audio amplifier that recites a “valve” and which reads onto a solid state circuit. Would/should the court construe “valve” to include a transistor?

        1. 2.3.1.1

          I’m pretty sure there were no tanks in 1905.

          Your argument about 4 wheeled vehicles is interesting. It would take at lest 3 days in the High Court.

          And a transistor is a sort of valve, and simply a replacement for a valve. In the late 1950’s and early 1960’s I made radio control receivers for model aircraft firstly all with miniature valves, then with a valve for the RF stage followed by transistors for amplifying, then all transistor. The jobs they both did were precisely the same.

        2. 2.3.1.2

          Max, there was at least one old case in the U.S. where a claim for a device calling for “vacuum tubes” was asserted against a transistorized equivalent. But that could be distinguised from a UK claim calling for “valves” since a transistor is clearly an electron valve but is no vacuum tube. But if transistors were were merely a substitution for vacuum tubes, performing the same function for the same purpose and result in the device, that would likely raise a doctrine of equivalents argument for infringement.

  8. 1

    From the abstract: “Based on conflicting Federal Circuit case law, many academics have written, and many practitioners likely believe, that claim meanings or their applications may expand over time for purposes of literal infringement. But this common wisdom is wrong.”
    ? I guess I was not one of the “many practitioners” with that “common wisdom” who was “wrong” on that? I thought the meanings of claim terms were defined by their meaning to those in the art as of the application filing date as read in the light of the application specification as filed? What did I miss?
    If claim term meanings or scope had “expands over time” what claim scope was applied in IPRs, reexaminations and reissues?

    1. 1.1

      Paul:
      Think of all the claims that involve a “computer processor”, filed in early 2000’s. Is a quadcore processor built on 14 nm architecture within the scope of those claims? Most practitioners/ “common wisdom” would say yes. What do you say?

      But from a strict enablement perspective, there is no way a quadcore processor built on 14 nm architecture was enabled by any disclosure in early 2000’s, so it couldnt be within the claim’s scope.

      1. 1.1.1

        Your example question is if a claim to a “computer” can literally cover something still called a “computer. ” Naturally I think the answer is yes, but if not, how much valid case law support was or is there for some kind of “strict enablement perspective” was there that said “no” just because computers improved since the application filing date? Was that just an aberration in some chemical patent suits?

        1. 1.1.1.1

          just an aberration in some chemical patent suits?

          That’s a pretty insightful question, Paul. It is not altogether shocking that the number one proponent of a ‘yes’ answer would likely be the likes of Malcolm who detests all other art units (and especially the computing arts) in which the Ladders of Abstraction easily provide for claims NOT tethered to any single objective physical structure.

        2. 1.1.1.2

          Paul–
          You said that you believed that claim terms were defined as of their application date, and that you didn’t agree with the ‘common wisdom’ cited that claim terms change with improvements. I doubted this was true, and used computer processor as an example. You seem to agree with common wisdom here that the term “processor” expands over time as technology improves, even though you said in your initial post that you didnt agree with that common wisdom. I was only using computer processor as an example to show you that you probably did believe in the common wisdom, even though you say you didnt.

          If you dont believe in the common wisdom, then “computer readable medium” in a patent as of 1999 cannot include it its scope a 32 GB solid state thumb drive, since those were not part of the definition of “computer readable medium” as of 1999; or that a quadcore processor falls within the scope of a “processor” claimed in 2003, etc. etc. My point was just to show you that you actually do believe in what was identified as “the common wisdom.” As far as the argument, read the cited paper, I assume it gets into it.

          1. 1.1.1.2.1

            The cited paper is g@r b@ge – nothing more than Sarnoff “If I could have patent law my way” prescriptive (rather than objective descriptive) writing.

            Not worth reading.

      2. 1.1.2

        Perhaps you can explain what a “generic computer” is….

        In singular “objective physical structure” terms.

      3. 1.1.3

        ksksksks,
        Unless the computer processor is the invention, I would have asked whether the disclosure enables the implementation of the claimed invention on a quadcore processor as the “computer processor” and not whether a quadcore processor was enabled.

        1. 1.1.3.1

          Good point, but isn’t that really a 112 issue? Likewise if the patent claimed a method of supersonic flight in an airplane and the spec only shows a propeller bi-plane and that was what airplanes were then …. No enablement.

          1. 1.1.3.1.1

            Paul,
            A defendant can raise a 112 issue if the patentee advocates for a claim scope that reads on non-enabled configurations.

        2. 1.1.3.2

          PiKa: The issue with your response is that applicants (for 101, 102, and 103 purposes) generally claim that the “invention” is the combination of all recited elements, in which case the “processor” is as much part of the invention as what it is configured to do.

          I agree that if applicants wrote their claims in a Jepsen-style format that put the processor in the preamble and clearly identified the invention as the “improvement” (i.e., the method the processor is configured to perform) , then it would make the issue easier. But American applicants are generally not willing to do this, because of aforementioned 101 and 103 concerns. Part of me feels like– fine, if you want to play that game that a processor is part of your invention so that you can claim it is “concrete” and not abstract, then lets make it part of your invention for enablement purposes too, which would lead to the issue I highlighted with respect to improvements and claim scope.

          1. 1.1.3.2.1

            Your issue is a phantom.

            Do you only operate in the land of the exacting picture claim with but one objective physical structure?

            1. 1.1.3.2.1.1

              No, I dont operate in that land. A broad claim can cover many objective physical structures and be valid, assuming it enables one to make all the physical structures it covers.

              Now you answer my questions:

              (1) Does a 2004 patent that claims “a computer comprising a processor, wherein the processor is configured to XYZ” enable one of ordinary skill as of 2004 to make a quadcore, 14 nm architecture processor?

              (2) In 2020, does a quadcore, 14 nm architecture processor that is configured to XYZ infringe the 2004 patent?

              1. 1.1.3.2.1.1.1

                (1) and (2) Your questions chase phantoms, as the claim is directed to what it is directed to.

                ANY later type of processor — in and of itself — will not infringe.

                ANY later type of processor — configured so as to be as the claim covers — will infringe.

                As I said: you are chasing phantoms.

                1. Great, now in 2004 did you enable one to MAKE a quadcore, 14 nm processor configured to do XYZ?

                  Anon, you more than anyone are against point of novelty analysis, or separating the “inventive” part of the claim from other, non-inventive or convetional claimed elements. But that is exactly what you are trying to do here– separate how the processor is configured as being the invention, from the processor itself, despite the fact the processor itself is recited as a claimed element (unless jepsen form is used).

                2. Your obsess10n with making the Quad core shows your lack of appreciation of the actual legal point at hand.

                  See Paul Cole’s note above.

              2. 1.1.3.2.1.1.2

                think of the word ‘comprising’

                (not quite the same thing, but somewhat analogous)

                1. and you consider the difference between the claims:

                  “A processor, wherein the improvement comprises configuring the processor to do XYZ.” and:
                  “A machine comprising a processor, wherein the processir is configured to do XYZ.”

                  In the second, the ‘processor’ is part of the invention. Which means whatever the alleged infringing processor is, you have to have enabled the making of it.

                2. “…you have to have enabled the making of it.”

                  For what it’s worth, I can’t tell whether you actually believe this to be true or not in the context of the 14 nm processor.

                  Assuming you do believe it, why do you think this argument has not been used to crush almost every attempt to enforce software patents?

                3. Ben —

                  No, I dont actually think it should be true in the context of a 14 nm processor. I think the Court generally gets around it by engaging in a point of novelty analysis and subjects the determined point of novelty to stricter enablement concerns.

                  But then people like Anon scream when the court does point of novelty for something like subject matter eligibility, because they claim that all recited elements of the claim are part of the invention. My point is: if you think that is true, then you will run into the enablement problems discussed.

                  As far as why nobody has challenged it in court, there are a lot of reasons. Why has seemingly nobody seriously challenged software patents under printed matter doctrine, as many academic articles suggest they should? (Maybe because often it would also mean killing a lot of their own patents).

                4. “scream when the court does point of novelty for something like subject matter eligibility”

                  You should scream too.

                5. “has seemingly nobody seriously challenged software patents under printed matter doctrine”

                  Because if you understand just what the printed matter doctrine IS (including its important exceptions), then you would realize that software CANNOT be challenged under that doctrine.

                  You are revealing more than you think that you might be, ksksksks (and it’s not good for your credibility).

                6. “(Maybe because often it would also mean killing a lot of their own patents).”

                  It seems unlikely to me that no company sued for infringing a software patent has ever been in a position to wield this argument without blowback.

                  It seems much more likely that everyone knows that the CAFC will be deaf to such arguments, so they don’t bother.

                7. Why exactly would it seem unlikely to you?

                  Have you not visited the Slashdots and Techdirts of the world? Don’t you know that there is like a gazillion Lemmings out there that would love nothing more than permanently ban patents for software innovation?

                  Did you not see ALL of those (form) letters in response to the 2019 Patent Eligibility Guidance protocol publication that the Office was deluged in?

                  Or is there some other reason fueling your ‘feeling’ that patents for software innovation should not be attacked?

      4. 1.1.4

        “But from a strict enablement perspective…”

        But the enablement requirement isn’t strict, at least as applied by the CAFC.

          1. 1.1.4.1.1

            Strict application to some technologies and liberal application to others does not make for a strict regime overall.

            1. 1.1.4.1.1.1

              I agree that enablement is not generally strictly scrutinized, but it is sometimes, and you are betting that in your case, which could come up anytime in the next 20 years, the CAFC wont apply the stricter enablement standard that it sometimes does.

              Anyway, I agree with you, such argument is unlikely to succeed in the CAFC, but would still probably serve some purpose as to lay out the doctrinal point of novelty approach for enablement (which they already have in various ways), and could complement a subject matter eligibility argument.

              Also, based only on my experience, I think you underestimate the role that a patent challengers own patent portfolio plays in the arguments it makes. Most companies sued for substantial infringement do themselves have large and valuable patent portfolios, and are generally reluctant to make arguments that would hurt the value of their own portfolio. Hence, things like 101, 112 enablement, etc. are often only weakly touched in software arts.

              This is very different than drugs, where there are generic companies who DONT have interest in their own patent portfolio, and thus are much more likely to make a “burn it all down” argument. Again, just based on my experience, yours may be different.

              1. 1.1.4.1.1.1.1

                Most companies sued for substantial infringement do themselves have large and valuable patent portfolios, and are generally reluctant to make arguments that would hurt the value of their own portfolio.

                Well, I see a Count-Filter blocked post is not going to be freed from that purgatory.

                Basically, ksksksks, your view here is not sustainable.

                You betray a lack of understanding in the software arts.

              2. 1.1.4.1.1.1.2

                “I think you underestimate the role that a patent challengers own patent portfolio plays in the arguments it makes.”

                I don’t doubt this is true, what I doubt is this being so universally true that no company finds itself in a situation where making that argument and crushing software patents would have a positive expected value for the company.

                It is a big ask to suggest that this mechanism prevents all supposed infringers from making the slam dunk argument.

        1. 1.1.4.2

          I think that certain factions here are forgetting that enablement (strict or otherwise) is viewed through the lens of PHOSITA; and that a necessary outcome of the Supreme Court’s attempts in anti-patent legislating from the bench is that THEY have created super-powered PHOSITA. With such super powers, the level of actually supplied inventor writing TO reach enablement necessarily drops in like degree.

          Note as well that is a LEGAL document driven effect as opposed to being an ENGINEERING document driven effect. This is a critical difference for the context of the discussion.

          1. 1.1.4.2.1

            “Yes, you quoted me directly — as opposed to taking the meaning of the word or the slightly different word that you used (as opposed to that directly quoted word of mine — exactly as I busted your little game).”

            1. 1.1.4.2.1.1

              Context. You might try to keep that in mind.

              See: link to patentlyo.com

              I’ll note here as well, that instead running around like a frightened mouse, p0 0ping all over the place, you might want to address the points put directly to you.

              As is, you got busted playing a coy game of quoting me in order to misrepresent your own earlier statements and NOT give credit to a thoughtful explanation of why one of my comments was not an indication of ageism.

              Instead of being direct, ALL that you could do was to attempt games.

              It’s really sad just how bad it is that you are at this blog exchange thing.

                1. Try again — remember to include context. Yes, you “quoted” me at the same time attempted a game of ignoring the meaning of the quote and tried to duck around the fact that YOU made up the notion that somehow MY ‘direct quote” was an attempt to directly quote you — which was never the case.

                  Instead, you prevaricated around the meaning of ‘my direct quote’ which was exactly on target (even if you used different words).

                  Just more silly game playing by you — and me busting your game playing.

                  You really are bad at this.

                2. Ah yes, your Ding Dance meme…

                  Just a sign of your obsess10n of my writings.

                  I suppose that I could say “Thank you,” as no one else has such a singularly focused Tr01… er um ‘follower’ that I have with you.

                3. Yay! Ding Dance meme.

                  (You do realize — or likely should — that every time you do that little dance, you celebrate your obsess10n with me, eh?)

                4. By the way, Shifty, in your hurry to do your Ding Dance, you mixed your historical pseudonyms…

                  (busted)

                5. Ding Ding Ding! Vague Smiley Face !!!

                  Can’t avoid the tells, even when pointed out. Sad.

                6. And yet again, the difference between memes and tells avoids you.

                  Do you
                  you
                  want to play
                  play
                  a game
                  game?

                  (guess the movie)

                7. Ding Ding Ding! “game” !!!

                  We’ve been through this before. Your tells indicate that (1) some vague statement of yours has been challenged and you have no substantive response or (2) (somewhat later in time) you have nothing whatsoever substantive to say about anything but you are a prisoner of your mental illness/bad lawyer obsession with having “the last word.” Those are tells, Snowflake. Those are not “memes.” And you can’t avoid the tells, even when pointed out. Sad.

                  “Do you you want to play play a game game?

                  (guess the movie)”

                  The movie is War War Games Games.

                8. We’ve been through this before

                  Several times.

                  And each and every single time, you come out of it on the losing end.

                  Go figure, eh Shifty?

                9. … and by the way, your comments are directed to memes, not tells.

                  I congratulate you for finally looking the two up and maybe (just maybe) you will now be able to get the two straight.

                  (but I am not counting on it)

                10. Ding Ding Ding! Vague Smiley Face !!!

                  And he can’t avoid the tells, even when pointed out. Sad.

                11. You are still confusing memes and tells.

                  Maybe you should do more than merely look up those words.

                12. by the way, the meme of your Ding Dance tells more about you than you probably realize.

                  Seeing as by this time, only you and I are following this sub-thread, ALL that your meme shows is your obsess10n with me.

                  Out of ALL of your posts, what do you think is the percentage that are directed to me?

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