Numbering System in Drawings Used to Interpret Claims

by Dennis Crouch

Ironworks Patents LLC v. Samsung Elecs. Co., 2020 U.S. App. LEXIS 5269 (Fed. Cir. Feb. 21, 2020) (nonprecedential)

After a narrowing claim construction, the patentee stipulated to a non-infringement and invalidity judgment. On appeal, the Federal Circuit has vacated and remanded — holding that the underlying claim construction was partially erroneous.

The two patents at issue – U.S. Patents 6,427,078 & 5,915,239 – originated with Nokia in the mid-1990’s and are directed to aspects of hand-held personal communication devices.

Role of the Numbers in Drawings: The ‘078 patent requires a “camera unit” that is part of the device.  In construing the claims, the district court interpreted “camera unit” as requiring “a camera,  optics, microprocessor and memory, battery, and interface to external systems” all situated as a component of a personal communication device.  Samsung’s cameras do not have their own battery or external interface.  On appeal, the Federal Circuit looked within the patent document to conclude that those elements should not be read into the claim.

The specification confirms that a “camera unit” is a camera, optics, and an image processing unit. The specification consistently refers to camera unit 14 which includes camera arrangement 14o (comprising camera 14a and optics 14b) and image processing unit 14c (which comprises microprocessor 23 and memory units 24).

Slip Op.  The primary difficulty with this construction comes from the most detailed figure relating to the camera — Figure 5 (below).  Figure 5 shows the camera and includes the battery and interface and the specification states that “the structure of both camera card 15 and camera unit 14 conforms to the block diagram shown in Fig. 5.”

On appeal, the Federal Circuit refused to limit “camera unit” to the design found in the figure. In particular, the Federal Circuit explained that the camera unit is consistently numbered in the fourteens (14, 14a, 14b, 14o, 14c).  The battery and interface have separate numbers — indicating that they are not actually part of the camera unit.

Figure 5 uses the same numbering convention as the rest of the specification, suggesting camera unit 14 is comprised of elements numbered as 14 (i.e., camera arrangement 14o, which comprises camera 14a and optics 14b, and image processing unit 14c). Other elements in Figure 5 are numbered differently, such as battery 21 and interface 22, suggesting they are not part of the camera unit 14.

On remand, that narrowed definition of camera unit will raise the likelihood that Ironworks will win its infringement case.

Means Plus Function: Disputed claim construction in the ‘239 patent centered on two means plus function terms:

  • means for interpreting the received voice commands
  • means for storing the subidentifiers

Lack of Structure: The first – means for interpreting – led to an invalidity finding by the district court. Basically, the court found no corresponding structure in the specification.  On appeal, the Federal Circuit veered — finding structure:

The specification states that, “voice-control unit 2 comprises advantageously a voice-recognition means 3, a voice pattern memory 4, a controller unit 5, read-only memory 6, random access memory 7, speech synthesizer 8 and a interface 9.” It further discloses structure for the voice-control unit by describing the algorithm performed by the voice-control unit and its components.

Although these structural elements are disclosed at a fairly high level, the Federal Circuit found “sufficient structure.”

An important point here is that this particular step is only about interpreting the meaning of the claims — do we have enough information to be reasonably certain as to the claim scope? When the claims are construed broadly then there may be separate inquiries into whether the breadth implicates the enablement and written description doctrines.

subidentifiers: The second MPF term –  means for storing the subidentifiers – was sufficiently supported.  However, the district court limited the scope to the structure described in the specification — following the textual requirements of 112(f):

(f) Element in Claim for a Combination.— An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof.

In particular, the district court interpreted the claimed means-for-storing as requiring the particular storage algorithm described in the specification.  Samsung apparently does not use that same algorithm and so the patentee asked for a broader construction.  In this case, Ironworks argued that the means could have been fully supported without the disclosed algorithm and so should not be limited by the algorithm.  On appeal, the district court rejected that argument — holding that the claimed storing function “requires more than merely plugging in a general-purpose computer.” (quoting Ergo Licensing).

Because this subidentifier limitation was in all of the asserted claims in the ‘239 patent — the non-infringement finding will stick. On remand though, the patentee will further pursue its infringement claim under US6,427,078.

4 thoughts on “Numbering System in Drawings Used to Interpret Claims

  1. 2

    Off topic, but cert. denied today in Apple v. VirNetX.

    1. 2.1

      Thanks Greg. After some 10 years of Apple battling here, there, and everywhere — repeatedly; time for them to cut a long-overdue and well-deserved check.

      Congratulations to all the folks at VirnetX; along with their legal team.

      1. 2.1.1

        Exactly. Apple had their day in court. They lost. Now they need to pay up.

  2. 1

    The post seems to imply that a numbering pattern alone is overriding a statement in the specification. I don’t think that is fair. It is instead other statements in conjunction with Fig. 5 which are guiding how to interpret the first statement.

    The disclosure equates the “camera unit” to “camera arrangement 140”. (14o of Fig 5 is clearly a typo for 140). The disclosure at 3:14-18 and Fig 5 both indicate that this camera arangement/unit includes 14a, 14b, and 14c.

    So the later statement that “camera unit 14 conforms to the block diagram shown in Fig. 5”, should be read as defining the arangement of the parts we already know to be associated with the camera unit.

    The quoted portion of the decision referencing elements 21 and 22 in contrast to the 14a,b,c elements is needlessly confusing and misleading because under the court’s interpretation elements 23 and 24 are actually part of the camera unit (by virtue of being part of 14c).

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